-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHOEHq2vXjRMG1oE30qj2WcKm9vCIlOX3RTyM5JzIGw+ckLx4/QV69MU/2vBoRYH g+OCffXleV8mphTe43w1CQ== 0000901309-98-000009.txt : 19980218 0000901309-98-000009.hdr.sgml : 19980218 ACCESSION NUMBER: 0000901309-98-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: CHARLES W. RUFF GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT INC /NY/ GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT, INC. GROUP MEMBERS: GEOFFREY H. ROSENBERGER GROUP MEMBERS: JAMES G. GOULD GROUP MEMBERS: MICHAEL E. JONES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAPICS INC CENTRAL INDEX KEY: 0000848551 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042711580 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41161 FILM NUMBER: 98543113 BUSINESS ADDRESS: STREET 1: 5775-D GLENRIDGE DR STREET 2: STE 100 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 6179650220 MAIL ADDRESS: STREET 1: MAPICS INC STREET 2: 5775D GLENRIDGE DRIVE STE 300 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: MARCAM CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLOVER CAPITAL MANAGEMENT INC /NY/ CENTRAL INDEX KEY: 0000869854 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 TOBEY VILLAGE OFFICE PARK CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 7163856090 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Mapics, Inc. (formerly Marcam Corporation) (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 564910107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages CUSIP No. 564910107 Page 2 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Clover Capital Management, Inc. 16-1263400 - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION New York State - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,884,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,884,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,884,450 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.6% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IA - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 11 pages CUSIP No. 564910107 Page 3 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael E. Jones ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 63,200 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,884,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 63,200 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,884,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,947,650 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 11 pages CUSIP No. 564910107 Page 4 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Geoffrey H. Rosenberger ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,884,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,884,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,884,450 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.6% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 11 pages CUSIP No. 564910107 Page 5 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles W. Ruff ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 3,500 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,888,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 3,500 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,888,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,891,950 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.6% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 5 of 11 pages CUSIP No. 564910107 Page 6 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James G. Gould ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 15,000 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,884,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 15,000 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,884,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,899,450 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.6% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 11 pages Item 1(a). Name of Issuer Mapics, Inc. Item 1(b). Address of Issuer's Principal Executive Offices 5775-D Glenridge Drive Atlanta, Georgia 30328 Item 2. (a) The persons filing this Schedule are Clover Capital Management, Inc. ("Clover"), Michael E. Jones, Geoffrey H. Rosenberger, Charles W. Ruff and James G. Gould (collectively, the "Reporting Persons"). (b) Address of principal business office of the Reporting Persons: 11 Tobey Village Office Park Pittsford, NY 14534 (c) Citizenship Clover is incorporated in the State of New York. The other Reporting Persons are U.S. citizens. (d) Title of Class of Securities Common Stock, $.01 par value (e) CUSIP Number 564910107 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker of Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) /x/ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see sec. 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with sec. 240.13d-1(b)(ii)(G) (h) / / Group, in accordance with sec. 240.13d-1(b)(1)(ii)(H) Page 7 of 11 pages Item 4. Ownership Amount Beneficially Owned ------------------------- See item 9 on pages 2, 3, 4 and 5 (b) Percent of Class ---------------- See item 11 on pages 2, 3, 4 and 5 (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote ---------------------------------------- See item 5 on pages 2, 3, 4 and 5 (ii) shared power to vote or to direct the vote ------------------------------------------ See item 6 on pages 2, 3, 4 and 5 (iii) sole power to dispose or to direct the disposition of ----------------------------------------------------- See item 7 on pages 2, 3, 4 and 5 (iv) shared power to dispose or to direct the disposition of ------------------------------------------------------- See item 8 on pages 2, 3, 4 and 5 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Item 6. Ownership of more than Five Percent on Behalf of Another Person The aggregate number and percentage of the subject securities beneficially owned by each of the Reporting Persons is as follows: NAME NO. OF SHARES PERCENTAGE Clover 2,884,450 15.5642 Michael E. Jones 63,200 0.0034 Geoffrey H. Rosenberger 0 0.0000 Charles W. Ruff 7,500 0.0004 James G. Gould 15,000 0.0008 As investment adviser to the client accounts owning the subject securities, Clover shares the voting and dispositive power with the account owner of each account. As directors of Clover, Messrs. Jones, Rosenberger, Ruff and Gould share the dispositive powers with Clover. In addition, Mr. Jones holds sole voting and dispositive power with respect to the subject securities beneficially owned by him (other than indirectly through Clover), Mr. Ruff holds sole voting and dispositive power with respect to 3,500 shares and shared voting and dispositive power with respect Page 8 of 11 pages to 4,000 of the subject securities beneficially owned by him (other than indirectly through Clover), and Mr. Gould holds sole voting and dispositive power with respect to the subject securities beneficially owned by him (other than indirectly through Clover). Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 9 of 11 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CLOVER CAPITAL MANAGEMENT, INC. February 13, 1998 By: /s/ Michael E. Jones --------------------------- Michael E. Jones Managing Director February 13, 1998 /s/ Michael E. Jones -------------------------------- Michael E. Jones February 13, 1998 /s/ Geoffrey H. Rosenberger -------------------------------- Geoffrey H. Rosenberger February 13, 1998 /s/ Charles W. Ruff -------------------------------- Charles W. Ruff February 13, 1998 /s/ James G. Gould -------------------------------- James G. Gould Page 10 of 11 pages EX-99 2 EXHIBIT A AGREEMENT PURSUANT TO RULE 13D-1(F)(1) The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Mapics, Inc. at December 31, 1997 and agree that this filing is filed on behalf of each of them. CLOVER CAPITAL MANAGEMENT, INC. February 13, 1998 By: /s/ Michael E. Jones --------------------------- Michael E. Jones Managing Director February 13, 1998 /s/ Michael E. Jones -------------------------------- Michael E. Jones February 13, 1998 /s/ Geoffrey H. Rosenberger -------------------------------- Geoffrey H. Rosenberger February 13, 1998 /s/ Charles W. Ruff -------------------------------- Charles W. Ruff February 13, 1998 /s/ James G. Gould -------------------------------- James G. Gould Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----